The ABCs Of The Russian Revolution- Leon Trotsky's History Of The Russian Revolution (1932)
Leon Trotsky’s History of
the Russian Revolution is partisan history at its best. One does not and
should not, at least in this day in age, ask historians to be ‘objective’. One
simply asks that the historian present his or her narrative and analysis and
get out of the way. Trotsky meets that criterion. Furthermore, in Trotsky’s
case there is nothing like having a central actor in that drama, who can also
write brilliantly and wittily, give his interpretation of the important events
and undercurrents swirling around Russia in 1917. If you are looking for a
general history of the revolution or want an analysis of what the revolution meant
for the fate of various nations after World War I or its affect on world
geopolitics look elsewhere. E.H. Carr’s History of the Russian Revolution
offers an excellent multi-volume set that tells that story through the 1920’s.
Or if you want to know what the various parliamentary leaders, both bourgeois
and Soviet, were thinking and doing from a moderately leftist viewpoint read
Sukhanov’s Notes on the Russian Revolution. For a more journalistic
account John Reed’s classic Ten Days That
Shook the World is invaluable. Trotsky covers some of this material as
well. However, if additionally, you want to get a feel for the molecular
process of the Russian Revolution in its ebbs and flows down at the base in the
masses where the revolution was made Trotsky’s is the book for you.
The life of Leon Trotsky is
intimately intertwined with the rise and decline of the Russian Revolution in
the first part of the 20th century. As a young man, like an
extraordinary number of talented Russian youth, he entered the revolutionary
struggle against Czarism in the late 1890’s. Shortly thereafter he embraced
what became a lifelong devotion to a Marxist political perspective. However,
except for the period of the 1905 Revolution when Trotsky was chairman of the
Petrograd Soviet and later in 1912 when he tried to unite all the Russian
Social Democratic forces in an ill-fated unity conference, which goes down in
history as the ‘August Bloc’, he was essentially a free lancer in the
international socialist movement. At that time Trotsky saw the Bolsheviks as “sectarians”
as it was not clear to him at that time that for socialist revolution to be
successful the reformist and revolutionary wings of the movement had to be
organizationally split. With the coming of World War I Trotsky drew closer to
Bolshevik positions but did not actually join the party until the summer of
1917 when he entered the Central Committee after the fusion of his
organization, the Inter-District Organization, and the Bolsheviks. This act represented
an important and decisive switch in his understanding of the necessity of a
revolutionary workers party to lead the revolution.
As Trotsky himself noted,
although he was a late comer to the concept of a Bolshevik Party that delay
only instilled in him a greater understanding of the need for a vanguard
revolutionary workers party to lead the revolutionary struggles. This
understanding underscored his political analysis throughout the rest of his
career as a Soviet official and as the leader of the struggle of the Left Opposition
against the Stalinist degeneration of the Russian Revolution. After his defeat
at the hands of Stalin and his henchmen Trotsky wrote these three volumes in
exile in Turkey from 1930 to 1932. At that time Trotsky was not only trying to
draw the lessons of the Revolution from an historian’s perspective but to teach
new cadre the necessary lessons of that struggle as he tried first reform the
Bolshevik Party and the Communist International and then later, after that position
became politically untenable , to form a new, revolutionary Fourth
International. Trotsky was still fighting from this perspective in defense of
the gains of the Russian Revolution when a Stalinist agent cut him down. Thus, without
doubt, beyond a keen historian’s eye for detail and antidote, Trotsky’s
political insights developed over long experience give his volumes an invaluable
added dimension not found in other sources on the Russian Revolution.
As a result of the Bolshevik
seizure of power the so-called Russian Question was the central question for
world politics throughout most of the 20th century. That central
question ended practically with the demise of the Soviet Union in the early
1990’s. However, there are still lessons, not all negative, to be learned from the
experience of the Russian Revolution. Today, an understanding of this
experience is the task for the natural audience for this book, the young
alienated radicals of Western society. For the remainder of this review I will
try to point out some issues raised by Trotsky which remain relevant today.
The central preoccupation of
Trotsky’s volumes reviewed here and of his later political career concerns the
problem of the crisis of revolutionary leadership of the international labor
movement and its national components. That problem can be stated as the gap
between the already existing objective conditions necessary for beginning
socialist construction based on the current level of capitalist development and
the immaturity or lack of revolutionary leadership to overthrow the old order.
From the European Revolutions of 1848 on, not excepting the heroic Paris
Commune, until his time the only successful working class revolution had been
in led by the Bolsheviks in Russia in 1917. Why? Anarchists may look back to
the Paris Commune or forward to the Spanish Civil War in 1936 for solace but
the plain fact is that absent a revolutionary party those struggles were
defeated without establishing the prerequisites for socialism. History has
indicated that a revolutionary party that has assimilated the lessons of the
past and is rooted in the working class allied with and leading the plebian
masses in its wake is the only way to bring the socialist program to fruition.
That hard truth shines through Trotsky’s three volumes. Unfortunately, this is
still the central problem confronting the international labor movement today.
Trotsky makes an interesting
note that despite the popular conception the February overthrow of the Czarist
regime was not as spontaneous as one would be led to believe in the confusion
of the times. He notes that the Russian revolutionary movement had been in
existence for many decades before that time, that the revolution of 1905 had
been a dress rehearsal for 1917 and that before the World War temporarily halted
its progress another revolutionary period was on the rise. If there had been no
such experiences then those who argue for spontaneity would have grounds to
stand on. The most telling point is that the outbreak occurred in Petrograd, not
exactly unknown ground for revolutionary activities. Moreover, contrary to the
worshipers of so-called spontaneity, this argues most strongly for a
revolutionary workers party to be in place in order to affect the direction of
the revolution from the beginning.
All revolutions, and the
Russian Revolution is no exception, after the first flush of victory over the
overthrown old regime, face attempts by the more moderate revolutionary elements
to suppress counter-posed class aspirations in the interest of unity of the various
classes that made the initial revolution. Thus, we see in the English
Revolution of the 17th century a temporary truce between the rising bourgeoisie
and yeoman farmers and pious urban artisans who formed the backbone of
Cromwell’s New Model Army. In the Great French Revolution of the 18th
century the struggle from the beginning depended mainly on the support of the
lower urban plebian classes. Later other classes through their parties which
had previously remained passive enter the arena and try to place a break on
revolutionary developments. Their revolutionary goals have been achieved in the
initial overturn for them the revolution is over. They most commonly attempt to
rule by way of some form of People’s Front government.
This is a common term of art in Marxist
terminology to represent a trans-class formation of ultimately counterposed
interests. The Russian Revolution also suffered under a Popular Front period
under various combinations and guises supported by ostensible socialists, the
Mensheviks and Social Revolutionaries, from February to October. One of the
keys to Bolshevik success in October was that, with the arrival of Lenin from
exile in April, the Bolsheviks shifted their strategy and tactics to a position
of political opposition to the parties of the popular front. Later history has
shown us in Spain in the 1930’s and more recently in Chile in the 1970’s how
deadly support to such popular front formations can be by revolutionaries. The various parliamentary popular fronts in
France, Italy and elsewhere show the limitations in another less dramatic but
no less dangerous fashion. In short, political support for Popular Fronts means
the derailment of the revolution or worst. This is a hard lesson, paid for in
blood, that all manner of reformist socialists try deflect or trivialize in
pursuit of being at one with the ‘masses’. Witness today’s efforts by ostensible
socialists to get all people of ‘good will, etc.’, including liberal and not so
liberal Democrats under the same tent in the opposition to the American
invasion of Iraq.
One of Trotsky’s great skills
as a historian is the ability to graphically demonstrate that within the
general revolutionary flow there are ebbs and flows either speed up the
revolutionary process or slow it down. This is the fate of all revolutions and
can determine the outcome for generations. The first definitive such event in
the Russian Revolution occurred in the so-called ‘April Days’ after it became
clear that the then presently constituted Provisional Government intended to
continue participation on the Allied side in World War I and retain the territorial aspirations
of the Czarist government in other guises. This led the vanguard of the
Petrograd working class to make a premature attempt to bring down that government.
However, the vanguard was isolated and did not have the authority needed to be
successful at that time. The most that could be done was the elimination of the
more egregious ministers. Part of the problem here is that no party, unlike the
Bolsheviks in the ‘July Days’ has enough authority to hold the militants back.
Theses events only underscore, in contrast to the anarchist position, the need
for an organized revolutionary party to check such premature impulses. Even then, the Bolsheviks took the full brunt
of the reaction, with the wholehearted support of the Mensheviks and Social
Revolutionary Parties, with the jailing of their leaders and suppression of
their newspapers.
The Bolsheviks were probably
the most revolutionary party in the history of revolutions. They certainly were
the most consciously revolutionary in their commitment to political program,
organizational form and organizational practices. Notwithstanding this, before
the arrival in Petrograd of Lenin from exile the Bolshevik forces on the ground
were, to put it mildly, floundering in their attitude toward political
developments, especially their position on so-called critical support to the
Provisional Government (read, Popular Front). Hence, in the middle of a
revolutionary upsurge it was necessary to politically rearm the party. This
political rearmament was necessary to expand the party’s concept of when and
what forces would lead the current revolutionary upsurge. In short, mainly
through Lenin’s intervention, the Party needed to revamp its old theory of ‘the
democratic dictatorship of the working class and the peasantry’ to the new
conditions which placed the socialist program i.e. ‘the dictatorship of the
proletariat’ on the immediate agenda. Informally, the Bolsheviks, or rather
Lenin individually, came to the same conclusions that Trotsky had analyzed in
his theory of Permanent Revolution prior to the Revolution of 1905. This
reorientation was not done without a struggle in the party against those forces
who did not want to separate with the reformist wing of the Russian workers and
peasant parties, mainly the Mensheviks and the Social revolutionaries. This
should be a sobering warning to those who argue, mainly from an anarchist or anarcho-syndicalist
position, that a revolutionary party is not necessary. The dilemma of correctly
aligning strategy and tactics even with a truly revolutionary party can be
problematic. The tragic outcome in Spain in the 1930’s abetted by the confusion
on this issue by the Party of Marxist Unification (POUM) and Durrutti-led left
anarchists, the most honestly revolutionary organizations at the time,
painfully underscores this point. This is why Trotsky came over to the
Bolsheviks and why he drew that lesson on the organization question very sharply
for the rest of his political career.
The old-fashioned, poorly
trained, inadequately led peasant-based Russian Army took a real beating at the
hands of the more modern, mechanized and disciplined German armies on the
Eastern Front in World War I. The Russian Army, furthermore, was at the point
of disintegration just prior to the February Revolution. Nevertheless, the
desperate effort on the part of the peasant soldier essentially declassed from
his traditional role on the land by the military mobilization, was decisive in
overthrowing the monarchy. Key peasant reserve units placed in urban garrisons,
and thus in contact with the energized workers, participated in the struggle to
end the war and get back to the take the land alive. Thus, from February on the
peasant army through coercion or through inertia was no longer a reliable
vehicle for any of the combinations of provisional governmental ministries to
use. In the Army’s final flare-up in defense, or at least neutrality, of
placing all power into Soviet hands it acted as a reserve, an important one,
but nevertheless a reserve. Only later when the Whites in the Civil War came to
try to take the land did the peasant soldier exhibit a willingness to fight and
die. Such circumstances are not a part of today’s revolutionary strategy, at
least in advanced capitalist society. In fact, today only under exceptional
conditions would a revolutionary socialist party support, much less advocate
the Bolshevik slogan-‘land to the tiller’ to resolve the agrarian question. The
need to split the armed forces, however, remains.
Not all revolutions exhibit the
massive breakdown in discipline as occurred in the Russian army- the armed
organ that defends any state- but it played an exceptional role here. However,
in order for a revolution to be successful it is almost universally true that
the existing governmental authority can no longer rely on such troop
discipline. If this does not occur revolution generally would be impossible as
untrained plebeians are no match for trained soldiers. Moreover, the Russian
peasant army reserves are further exceptional in that they responded to the
general democratic demand for land to the tiller that the Bolsheviks were the
only party to endorse and, moreover, were willing to carry out to the end. In
the normal course of events the peasant, as a peasant on the land, cannot lead
a modern revolution in even a marginally developed industrial state. It has
more often been the bulwark for reaction; witness its role in the Paris
Commune, Bulgaria in 1923, for example, more than it has been a reliable ally
of the urban masses. However, World War I put the peasant youth of Russia in
uniform and gave it discipline, for a time at least, that it would not have
otherwise had to play a subordinate role in the revolution. Later revolutions based on peasant armies,
such as China, Cuba and Vietnam, confirm this notion that only exception
circumstances, mainly as part of a military formation, permit the peasantry a
progressive role in a modern revolution.
Trotsky is politically
merciless toward the Menshevik and Social Revolutionary leaderships that
provided the crucial support for the Provisional Governments between February
and October in their various guises and through their various crises. Part of the
support of these parties for the Provisional Government stemmed from their
joint perspectives that saw the current revolution was a limited bourgeois one
and so therefore they could no go further than the decrepit bourgeoisie of
Russia was willing to go. Given its relationships with foreign capital that was
not very far. Let us face it these organizations in the period from February to
October betrayed the interest of their ranks on the question of immediate
peace, of the redistribution of the land, and a democratic representative
government. This is particularly true after their clamor for the start of the
ill-fated summer offensive on the Eastern Front and their evasive refusal to
convene a Constituent Assembly to ratify the redistribution of the land. One
can chart the first slow but then rapid rise of Bolsheviks influence in places
when they did not really exist when the Mensheviks and Social Revolutionaries,
formerly the influential parties of those areas moved to the right. All those workers,
peasants, soldiers, whatever political organizations they adhered to formally,
who wanted to make a socialist revolution naturally gravitated to the
Bolsheviks. Such movement to the left by the masses is always the case in times
of crisis. The point is to channel that energy for the seizure of power.
The ‘August Days’ when the
ex-Czarist General Kornilov attempted a counterrevolutionary coup and Kerensky,
head of the Provisional Government, in
desperation asked the Bolsheviks to use their influence to get the Kronstadt
sailors to defend that government points to the ingenuity of the Bolshevik
strategy. A point that has been much misunderstood since then, sometimes
willfully, by many leftist groups is the Bolshevik tactic of military support-
without giving political support- to bourgeois democratic forces in the
struggle against right wing forces ready to overthrow democracy. The Bolsheviks
gave Kerensky military support while at the same time politically agitating,
particularly in the Soviets and within the garrison, to overthrow the
Provisional Government. Today, an approximation of this position would take the
form of not supporting capitalist war budgets, parliamentary votes of no
confidence, independent extra-parliamentary agitation and action, etc. Granted
this principled policy on the part of the Bolsheviks is a very subtle maneuver
but it is miles away from giving blanket military and political support to
forces that you will eventually have to overthrow. The Spanish revolutionaries
in the 1930’s, even the most honest
grouped in the Party of Marxist Unification (POUM) learned this lesson
the hard way when that party, despite its equivocal political attitude toward
the popular front, was suppressed and the leadership jailed by the Negrin
government despite having military units at the front in the fight against
Franco.
As I write this review [2007]we are
in the fourth year of the American-led Iraq war. For those who opposed that war
from the beginning or have come to oppose it the victory of the Bolshevik Revolution
shows the way to really end a fruitless and devastating war. In the final analysis if one really wants to
end an imperialist war one has to overthrow the imperialist powers. This is a
hard truth that most of even the best of today’s anti-war activists have been
unable to grasp. It is not enough to plead, petition or come out in massive
numbers to ask politely that the government stop its obvious irrational
behavior. Those efforts are helpful for organizing the opposition but not to
end the conflict on just terms. The Bolsheviks latched onto and unleashed the
greatest anti-war movement in history to overthrow a government which was still
committed to the Allied war effort against all reason. After taking power in
the name of the Soviets, in which it had a majority, the Bolsheviks in one of its
first acts pulled Russia out of the war. History provides no other way to stop for
us to stop imperialist war. Learn this lesson.
The Soviets, or workers
councils, which sprang up first in the Revolution of 1905 and then almost
automatically were resurrected after the February 1917 overturn of the monarchy
are merely a convenient and appropriate organization form for the structure of
workers power. Communists and other pro-Communist militants, including this
writer, have at times made a fetish of this organizational form because of its
success in history. As an antidote to such fetishism a good way to look at this
form is to note, as Trotsky did, that a Soviet led by Mensheviks and Social
Revolutionaries does not lead to the seizure of power. That tells the tale. This
is why Lenin, in the summer of 1917, was looking to the factory committees as
an alternative to jump-start the second phase of the revolution. Contrary to
the anarchist notion of no, or merely local federated forms of organization, national
Soviets are the necessary form of government in the post- seizure of power period.
However, they may not be adequate for the task of seizing power. Each
revolution necessarily develops its own forms of organization. In the Paris
Commune of 1871 the Central Committee of the National Guard was the logical
locus of governmental power. In the Spanish Civil War of 1936 the Central
Committee of the Anti-Fascist Militias and the factory committees could have
provided such a focus. Enough said.
For obvious tactical reasons
it is better for a revolutionary party to take power in the name of a pan-class
organization, like the Soviets, than in the name of a single party like the
Bolsheviks. This brings up an interesting point because, as Trotsky notes,
Lenin was willing to take power in the name of the party if conditions
warranted it. Under the circumstances I believe that the Bolsheviks could have
taken it in their own name but, and here I agree with Trotsky, that it would
have been harder for them to keep it. Moreover, they had the majority in the
All Russian Soviet and so it would be inexplicable if they took power solely in
their own name. That, after a short and unsuccessful alliance with the Left
Social Revolutionary Party in government, it came down to a single party does
not negate this conclusion. Naturally, a pro-Soviet multi-party system where
conflicting ideas of social organization along socialist lines can compete is
the best situation. However, history is a cruel taskmaster at times. That,
moreover, as the scholars say, is beyond the scope this review and the subject
for further discussion.
The question of whether to
seize power is a practical one for which no hard and fast rules apply. An
exception is that it important to have the masses ready to go when the decision
is made. In fact, it is probably not a bad idea to have the masses a little
overeager to insurrect. One mistaken assumption, however, is that power can be
taken at any time in a revolutionary period. As the events of the Russian
Revolution demonstrate this is not true because the failure to have a
revolutionary party ready to roll means that there is a fairly short window of
opportunity. In Trotsky’s analysis this can come down to a period of days. In
the actual case of Russia he postulated that that time was probably between
late September and December. That
analysis seems reasonable. In any case, one must have a feel for timing in
revolution as well as in any other form of politics. The roll call of
unsuccessful socialist revolutions in the 20th century in Germany,
Hungary, Finland, Bulgaria, Spain, etc. only painfully highlights this point.
Many historians and political
commentators have declared the Bolshevik seizure of power in October a coup
d’etat. That is facile commentary. If one wants to do harm to the notion of a
coup d’etat in the classic sense of a closed military conspiracy a la Blanqui
this cannot stand up to examination. First, the Bolsheviks were an urban
civilian party with at best tenuous ties to military knowledge and resources. Even
simple military operations like the famous bank expropriations after the 1905
Revolution were mainly botched and gave them nothing but headaches with the
leadership of pre World War I international social democracy. Secondly, and
decisively, Bolshevik influence over the garrison in Petrograd and eventually
elsewhere precluded such a necessity. Although, as Trotsky noted, conspiracy is
an element of any insurrection this was in fact an ‘open’ conspiracy that even
the Kerensky government had to realize was taking place. The Bolsheviks relied
on the masses just as we should.
With almost a century of
hindsight and knowing what we know now it is easy to see that the slender
social basis for the establishment of Soviet power by the Bolsheviks in Russia was
bound to create problems. Absent
international working class revolution, particularly in Germany, which the
Bolsheviks factored into their decisions to seize power, meant, of necessity,
that there were going to be deformations even under a healthy workers regime. One,
as we have painfully found out, cannot after all build socialism in one
country. Nevertheless this begs the question whether at the time the Bolsheviks
should have taken power. A quick look at the history of revolutions clearly
points out that such opportunities are infrequent. You do not get that many
opportunities to seize power and try to change world history for the better so
you better take advantage of the opportunities when they present themselves. As
mentioned above, revolutionary history is mainly a chronicle of failed
revolutionary opportunities. No, the hell with all that. Take working class
power when you can and let the devil take the hinder most. Let us learn more
than previous generations of revolutionaries, but be ready. This is one of the
political textbooks you need to read if you want to change the world. Read it.
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